-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KubuT8SrTh6asbAtPSI7LcfYnWB/OSWjw7wHNPUH7hmfc+FwR7xHbi/n9uQp/Soa ivyw9mLa9FYJrjyRbmiROg== 0000893750-07-000004.txt : 20070103 0000893750-07-000004.hdr.sgml : 20070101 20070103163631 ACCESSION NUMBER: 0000893750-07-000004 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLACKSTONE MANAGEMENT ASSOCIATES III LLC CENTRAL INDEX KEY: 0001218903 IRS NUMBER: 133953539 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O BLACKSTONE GROUP STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125835000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED WASTE INDUSTRIES INC CENTRAL INDEX KEY: 0000848865 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 880228636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43433 FILM NUMBER: 07505168 BUSINESS ADDRESS: STREET 1: 15880 N. GREENWAY-HAYDEN LOOP STREET 2: SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 4806272700 MAIL ADDRESS: STREET 1: 15880 N. GREENWAY-HAYDEN LOOP STREET 2: SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 SC 13D/A 1 sched13da.txt SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Allied Waste Industries, Inc. - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, par value $0.01 per share - ------------------------------------------------------------------------------ (Title of Class of Securities) 019589308 - ------------------------------------------------------------------------------ (CUSIP Number) David Foley Blackstone Management Associates III L.L.C. 345 Park Avenue New York, New York 10154 (212) 583-5712 - ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy to: Wilson S. Neely, Esq. Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, New York 10017 (212) 455-2000 January 3, 2007 - ----------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If a filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. 2 The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 3 CUSIP No. 019589308 - --------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Blackstone Capital Partners II Merchant Banking Fund L.P. - --------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)x (b) - --------- -------------------------------------------------------------------- 3 SEC USE ONLY - --------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - --------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - --------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 6,611,545 ------ ----------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES 0 BENEFICIALLY ------ ----------------------------------------------------- OWNED BY 9 SOLE DISPOSITIVE POWER EACH 6,611,545 REPORTING ------ ----------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - ----------------------- ----------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,611,545 - -------- --------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------- --------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - -------- --------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------- --------------------------------------------------------------------- 4 CUSIP No. 019589308 - --------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Blackstone Offshore Capital Partners II L.P. - --------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)x (b) - --------- -------------------------------------------------------------------- 3 SEC USE ONLY - --------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - --------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - --------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 1,962,386 NUMBER OF ------- ------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ------- ------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 1,962,386 PERSON ------- ------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,962,386 - --------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - --------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.5% - --------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - --------- -------------------------------------------------------------------- 5 CUSIP No. 019589308 - --------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Blackstone Family Investment Partnership II L.P. - --------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)x (b) - --------- -------------------------------------------------------------------- 3 SEC USE ONLY - --------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - --------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - --------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 657,937 NUMBER OF --------- ------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY --------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 657,937 PERSON --------- ------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 ----------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 657,937 - --------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - --------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% - --------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - --------- -------------------------------------------------------------------- 6 CUSIP No. 019589308 - --------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Blackstone Management Associates II L.L.C. - --------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)x (b) - --------- -------------------------------------------------------------------- 3 SEC USE ONLY - --------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - --------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - --------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 9,231,868 NUMBER OF --------- ------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY --------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 9,231,868 PERSON --------- ------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,231,868 - --------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - --------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.5% - --------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - --------- -------------------------------------------------------------------- 7 CUSIP No. 019589308 - --------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Blackstone Capital Partners III Merchant Banking Fund L.P. - --------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)x (b) - --------- -------------------------------------------------------------------- 3 SEC USE ONLY - --------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - --------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - --------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 30,668,235 NUMBER OF --------- ------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY --------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 30,668,235 PERSON --------- ------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 - --------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,668,235 - --------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - --------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% - --------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - --------- -------------------------------------------------------------------- 8 CUSIP No. 019589308 - --------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Blackstone Offshore Capital Partners III L.P. - --------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)x (b) - --------- -------------------------------------------------------------------- 3 SEC USE ONLY - --------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - --------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - --------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 5,686,265 NUMBER OF --------- ------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY --------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 5,686,265 PERSON --------- ------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 - --------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,686,265 - --------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - --------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.5% - --------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - --------- -------------------------------------------------------------------- 9 CUSIP No. 019589308 - --------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Blackstone Family Investment Partnership III L.P. - --------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)x (b) - --------- -------------------------------------------------------------------- 3 SEC USE ONLY - --------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - --------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - --------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 2,320,500 NUMBER OF --------- ------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY --------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 2,320,500 PERSON --------- ------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 - --------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,320,500 - --------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - --------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.6% - --------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - --------- -------------------------------------------------------------------- 10 CUSIP No. 019589308 - --------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Blackstone Management Associates III L.L.C. - --------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)x (b) - --------- -------------------------------------------------------------------- 3 SEC USE ONLY - --------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - --------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - --------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 38,675,000 NUMBER OF --------- ------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY --------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 38,675,000 PERSON --------- ------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 - --------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 38,675,000 - --------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - --------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.5% - --------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - --------- -------------------------------------------------------------------- 11 CUSIP No. 019589308 - --------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Peter G. Peterson - --------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)x (b) - --------- -------------------------------------------------------------------- 3 SEC USE ONLY - --------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - --------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - --------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 0 NUMBER OF --------- ------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 47,906,868 OWNED BY --------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 PERSON --------- ------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 47,906,868 - --------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 47,906,868 - --------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - --------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.0% - --------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - --------- -------------------------------------------------------------------- 12 CUSIP No. 019589308 - --------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stephen A. Schwarzman - --------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)x (b) - --------- -------------------------------------------------------------------- 3 SEC USE ONLY - --------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - --------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - --------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 0 NUMBER OF --------- ------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 47,906,868 OWNED BY --------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 PERSON --------- ------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 47,906,868 - --------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 47,906,868 - --------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - --------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.0% - --------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - --------- -------------------------------------------------------------------- 13 PREAMBLE This Amendment No. 4 further amends and supplements the Statement on Schedule 13D filed on April 25, 1997, as amended by Amendment No. 1 thereto filed on March 11, 1999, Amendment No. 2 thereto filed on August 9, 1999 and Amendment No. 3 thereto filed on August 8, 2003 (as amended, the "Statement") by Blackstone Capital Partners II Merchant Banking Fund L.P., a Delaware limited partnership ("BCP II"), Blackstone Offshore Capital Partners II L.P., a Cayman Islands exempted limited partnership ("BOCP II"), Blackstone Family Investment Partnership II L.P., a Delaware limited partnership ("BFIP II"), Blackstone Management Associates II L.L.C., a Delaware limited liability company, as the general partner of BCP II, BOCP II and BFIP II ("BMA II"), Blackstone Capital Partners III Merchant Banking Fund L.P., a Delaware limited partnership ("BCP III"), Blackstone Offshore Capital Partners III L.P., a Cayman Islands exempted limited partnership ("BOCP III"), Blackstone Family Investment Partnership III L.P., a Delaware limited partnership ("BFIP III"), Blackstone Management Associates III L.L.C., a Delaware limited liability company, as the general partner of BCP III, BOCP III and BFIP III ("BMA III" and, together with BCP II, BOCP II, BFIP II, BMA II, BCP III, BOCP III and BFIP III, the "Blackstone Stockholders"), and Peter G. Peterson and Stephen A. Schwarzman (each, a "Founding Member" and the foregoing, collectively, the "Reporting Persons"), with respect to the common stock, par value $0.01 per share (the "Common Stock"), of Allied Waste Industries, Inc., a Delaware corporation (the "Issuer"). Unless otherwise indicated, each capitalized term used but not otherwise defined herein shall have the meaning assigned to such term in the Schedule 13D. ITEM 2. The fourth paragraph of Item 2 is hereby amended and restated as follows: Messrs. Peter G. Peterson and Stephen A. Schwarzman are the founding members (the "Founding Members") of BMA II and BMA III. The other members who may exercise control over the day to day business of BMA II and BMA III are J. Tomilson Hill, Hamilton E. James, Joseph Baratta II, David S. Blitzer, Michael S. Chae, Chinh E. Chu, David I. Foley, Robert L. Friedman, Lawrence H. Guffey, Akhil Gupta, Prakash A. Melwani, Garrett M. Moran, Michael A. Puglisi, James A. Quella, Paul Carl Schorr IV, Neil P. Simpkins, David M. Tolley and Kenneth C. Whitney (together with the Founding Members, the "Members"). Each of the Members is a United States citizen. The principal occupations of each of the Members is serving as an executive of one or more of the Blackstone Partnerships, BMA II, BMA III, and their affiliates. The Founding Members are the managing members of BMA II and BMA III. The business address of each of the Members is 345 Park Avenue, New York, New York 10154. ITEM 4. PURPOSE OF TRANSACTION Item 4 is hereby amended and supplemented by adding the following text at the end thereof: On December 28, 2006, the Company and the Stockholders entered into a First Amendment to the Second Amended and Restated Registration Rights Agreement (the "First Amendment to the Second Amended and Restated Registration Rights Agreement"). The First Amendment to the Second Amended and Restated Registration Rights Agreement provides, among other things, that all parties, other than the Blackstone Stockholders and the Apollo Entities agreed to terminate their respective rights and obligations under the 14 agreement, which will be of no further force and effect with respect to all Stockholders other than the Blackstone Stockholders and the Apollo Entities. In addition, the First Amendment to the Second Amended and Restated Registration Rights Agreement amends a provision limiting sales pursuant to a shelf registration statement to buyers that own no more than 15% of the total voting power of the Company's stock and provides that the lock-up period for a WKSI Shelf (as such term is defined in the agreement) shall begin on the date of the notice given by the Company pursuant to the agreement and shall continue for the shorter of (x) 90 days from the date of the underwriting agreement for such WKSI Shelf Takedown (as such term is defined in the agreement) and (y) any shorter period as may apply to the Company or other shareholders participating in the takedown. On December 28, 2006, the Company and the Stockholders entered into the First Amendment to the Third Amended and Restated Shareholders Agreement (the "First Amendment to the Third Amended and Restated Shareholders Agreement"). The First Amendment to the Third Amended and Restated Shareholders Agreement provides, among other things, that all parties, other than the Blackstone Stockholders and the Apollo Entities agreed to terminate their respective rights and obligations under the agreement, which will be of no further force and effect with respect to all Stockholders other than the Blackstone Stockholders and the Apollo Entities. In addition, the First Amendment to the Third Amended and Restated Shareholders Agreement modifies certain rights and obligations of the stockholders to conform this agreement to the First Amendment to the Second Amended and Restated Registration Rights Agreement. On December 28, 2006, the Investors entered into a Second Amendment to the Amended and Restated Investment Agreement (the "Second Amendment to the Amended and Restated Investment Agreement"), which provides, among other things, that all parties, other than the Blackstone Stockholders and the Apollo Entities agreed to terminate their respective rights and obligations under the agreement, which will be of no further force and effect with respect to all Stockholders other than the Blackstone Stockholders and the Apollo Entities. In addition, the Second Amendment to the Amended and Restated Investment Agreement amends certain notice provisions that relate to the Blackstone Stockholders and the Apollo Entities, including the requirement that the Blackstone Stockholders and the Apollo Stockholders shall only be required to give notice to the Company upon exercise of a shelf, demand or piggyback right pursuant to an automatic shelf registration statement. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5 is hereby amended and restated in its entirety as follows: (a) and (b), the Blackstone Stockholders beneficially own an aggregate of 47,906,868 shares of Common Stock which represents approximately 13.0% of the outstanding Common Stock as follows: (i) BCP II is the record holder of 6,611,545 shares of Common Stock, (ii) BOCP II is the record holder of 1,962,386 shares of Common Stock, (iii) BFIP II is the record holder of 657,937 shares of Common Stock, (iv) BCP III is the record holder of 30,668,235 shares of Common Stock, (v) BOCP III is the record holder of 5,686,265 shares of Common Stock and (vi) BFIP III is the record holder of 2,320,500 shares of Common Stock. 15 BMA II, as the sole general partner of BCP II and BFIP II and the sole investment general partner of BOCP II, may be deemed to be the beneficial owner of securities of the Company owned by BCP II, BFIP II and BOCP II. BMA III, as the sole general partner of BCP III and BFIP III and the sole investment general partner of BOCP III, may be deemed to be the beneficial owner of securities of the Company owned by BCP III, BFIP III and BOCP III. Each Founding Member may be deemed to beneficially own the shares of Common Stock that BMA II and BMA III may be deemed to beneficially own. By virtue of the Amended and Restated Investment Agreement, the Reporting Persons may be deemed to have formed a group with the other Apollo Entities named therein who are party thereto. In the aggregate the securities of the Company beneficially owned by the Apollo Entities, together with the securities of the Company owned by the Reporting Persons, would equal 80,671,765 shares of Common Stock of the Company, which would represent approximately 21.9% of the Company's outstanding Common Stock. The filing of this Amendment to Schedule 13D shall not be construed as an admission that any Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act, or for any other purpose, the beneficial owner of any shares of Common Stock other than those shares of Common Stock over which the Reporting Person has sole voting and dispositive power, as reported herein. Each of BMA II, BMA III and the Founding Members disclaim beneficial ownership of any shares of Common Stock, except to the extent of its own pecuniary interest thereto. Further, each of the Reporting Persons disclaims any pecuniary interest in any securities of the Issuer owned by any other Reporting Person or any other party, and expressly disclaims the existence of a group. The descriptions of the First Amendment to the Second Amended and Restated Registration Rights Agreement, the First Amendment to the Third Amended and Restated Shareholders Agreement and the Second Amendment to the Amended and Restated Investment Agreement are qualified in their entirety by reference to the actual terms of these agreements, each of which is filed as an exhibit hereto and incorporated herein by reference. (c) Except for the information set forth herein, or incorporated by reference herein, none of the Reporting Persons has effected any transaction relating to the Common Stock during the past 60 days. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Item 6 is hereby amended and supplemented by adding the following text at the end thereof: On December 28, 2006, the First Amendment to the Second Amended and Restated Registration Rights Agreement, the Second Amendment to the Amended and Restated Investment Agreement and the First Amendment to the Third Amended and Restated Stockholders Agreement were amended as discussed in Item 4 above, which is incorporated herein by reference. [Signature Page Follows] 16 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement with respect to such person is true, complete and correct. Dated: January 3, 2007 BLACKSTONE CAPITAL PARTNERS II MERCHANT BANKING FUND L.P. By: Blackstone Management Associates II L.L.C., its general partner By: /s/ David Foley ----------------------------------- Title: Authorized Signatory BLACKSTONE OFFSHORE CAPITAL PARTNERS II L.P. By: Blackstone Management Associates II L.L.C., its investment general partner By: /s/ David Foley ----------------------------------- Title: Authorized Signatory BLACKSTONE FAMILY INVESTMENT PARTNERSHIP II L.P. By: Blackstone Management Associates II L.L.C., its general partner By: /s/ David Foley ----------------------------------- Title: Authorized Signatory BLACKSTONE MANAGEMENT ASSOCIATES II L.L.C. By: /s/ David Foley --------------------------------------- Title: Authorized Signatory [Signatures Continue on Next Page] 17 BLACKSTONE CAPITAL PARTNERS III MERCHANT BANKING FUND L.P. By: Blackstone Management Associates III L.L.C., its general partner By: /s/ David Foley -------------------------------- Title: Authorized Signatory BLACKSTONE OFFSHORE CAPITAL PARTNERS III L.P. By: Blackstone Management Associates III L.L.C., its investment general partner By: /s/ David Foley ------------------------------- Title: Authorized Signatory BLACKSTONE FAMILY INVESTMENT PARTNERSHIP III L.P. By: Blackstone Management Associates III L.L.C., its general partner By: /s/ David Foley ------------------------------- Title: Authorized Signatory BLACKSTONE MANAGEMENT ASSOCIATES III L.L.C. By: /s/ David Foley ---------------------------------------- Title: Authorized Signatory /s/ Peter G. Peterson -------------------------------------------- PETER G. PETERSON /s/ Stephen A. Schwarzman -------------------------------------------- STEPHEN A. SCHWARZMAN 18 EXHIBIT INDEX The Exhibit Index is hereby amended by adding the following text at the end thereof, the documents to which such text refers being attached hereto: Exhibit 99.21 First Amendment to the Second Amended and Restated Registration Rights Agreement, dated as of December 28, 2006, among Company, and the Shareholders named therein (incorporated herein by reference to Exhibit 10.2 to the Company's Current Report on Form 8-K filed January 3, 2006). Exhibit 99.22 First Amendment to the Third Amended and Restated Shareholders Agreement, dated as of December 28, 2006, among Company, and the Shareholders named therein (incorporated herein by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed January 3, 2006). Exhibit 99.23 Second Amendment to Amended and Restated Investment Agreement, dated as of December 28, 2006, among the Investors named therein. EX-99 2 ex99-23.txt SECOND AMENDMENT SECOND AMENDMENT TO AMENDED AND RESTATED INVESTMENT AGREEMENT SECOND AMENDMENT (this "Amendment"), dated as of December 28, 2006, to the Amended and Restated Investment Agreement, dated as of July 30, 1999 (as previously amended, supplemented or otherwise modified, the "Agreement"), by and among Apollo Investment Fund IV, L.P., a Delaware limited partnership, Apollo Investment Fund III, L.P., a Delaware limited partnership, Apollo Overseas Partners IV, L.P., a Delaware limited partnership, Apollo Overseas Partners III, L.P., a Delaware limited partnership, Apollo (U.K.) Partners III, L.P., an English limited partnership, Apollo/AW LLC, a Delaware limited liability company, Blackstone Capital Partners II Merchant Banking Fund L.P., a Delaware limited partnership, Blackstone Capital Partners III Merchant Banking Fund L.P., a Delaware limited partnership, Blackstone Offshore Capital Partners III L.P., a Cayman Islands limited partnership, Blackstone Offshore Capital Partners II L.P., a Cayman Islands limited partnership, Blackstone Family Investment Partnership III L.P., a Delaware limited partnership, Blackstone Family Investment Partnership II L.P., a Delaware limited partnership, Greenwich Street Capital Partners II, L.P., a Delaware limited partnership, GSCP Offshore Fund, L.P., a Cayman Islands exempted limited partnership, Greenwich Fund, L.P., a Delaware limited partnership, Greenwich Street Employees Fund, L.P., a Delaware limited partnership, TRV Executive Fund, L.P., a Delaware limited partnership, DLJMB Funding II, Inc., a Delaware corporation, DLJ Merchant Banking Partners II, L.P., a Delaware limited partnership, DLJ Merchant Banking Partners II-A, L.P., a Delaware limited partnership, DLJ Diversified Partners, L.P., a Delaware limited partnership, DLJ Diversified Partners-A, L.P., a Delaware limited partnership, DLJ Millennium Partners, L.P., a Delaware limited partnership, DLJ Millennium Partners-A, L.P., a Delaware limited partnership, DLJ First ESC L.P., a Delaware limited partnership, DLJ Offshore Partners II, C.V., a Netherlands Antilles limited partnership, DLJ EAB Partners, L.P., a Delaware limited partnership and DLJ ESC II, L.P., a Delaware limited partnership. The Stockholders are parties to the Agreement and they wish to amend the Agreement as described below in consideration of the promises and for other good and valuable consideration, the receipt of which is hereby acknowledged: 1. Defined Terms. Unless otherwise defined herein, capitalized terms are used herein as defined in the Agreement. 2. Amendment to Section 4.4 (Notice of Certain Sales) of the Agreement. Section 4.4 of the Agreement is hereby deleted in its entirety. 3. Amendment to Section 5.2 (Shares Included) of the Agreement. Section 5.2(a) of the Agreement is hereby amended by inserting the following text at the end of the last sentence thereof: ; provided that with respect to the exercise of any shelf, demand or piggy-back rights relating to an automatic shelf registration statement on Form S-3ASR or a successor form that becomes effective upon filing with the Securities and 2 Exchange Commission, in lieu of giving notice to each other, the Apollo/Blackstone Shareholders shall only be required to give notice to the Company and only if such notice is necessary in order to enable the Company to provide any notice to either of the applicable Apollo/Blackstone Shareholders required pursuant to any Registration Rights Agreement. 4. Waiver of Past Notices. The parties hereto waive all notices pursuant to the Agreement they may have otherwise been entitled to prior to the date hereof. 5. Continuing Effect; No Other Amendments. Except as expressly amended pursuant to this Amendment, the Agreement is and shall continue to be in full force and effect in accordance with its terms, and this Amendment shall not constitute the consent of any Stockholder or indicate the willingness of any Stockholder to consent to any other amendment, modification or waiver of the Agreement. 6. Counterparts. This Amendment may be executed by one or more of the parties hereto in any number of separate counterparts (which may include counterparts delivered by facsimile transmission), and all of said counterparts taken together shall be deemed to constitute one and the same instrument. 7. Governing Law. THIS AMENDMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK. 8. Termination and Mutual Release. Upon execution of this Amendment by the undersigned Greenwich Stockholders and the undersigned DLJ Stockholders (the "Non-Apollo/Blackstone Shareholders"), such Non-Apollo/Blackstone Shareholders agree to terminate their respective rights and obligations under this Agreement, which will be of no further force and effect in all respects with respect to such undersigned Non-Apollo/Blackstone Shareholders, and the undersigned Non-Apollo/Blackstone Shareholders hereby release the Company and the other Stockholders of their respective obligations under this Agreement and the Company and the Apollo Stockholders and the Blackstone Stockholders hereby release the undersigned Non-Apollo/Blackstone Shareholders of their respective obligations under this Agreement. 9. Effectiveness. This Amendment shall become effective only upon execution by the Company and all of the shareholders parties thereto of the First Amendment to the Second Amended and Restated Registration Rights Agreement and the First Amendment to the Third Amended and Restated Shareholders Agreement. IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and delivered by their proper and duly authorized officers as of the day and year first above written. APOLLO INVESTMENT FUND III, L.P. APOLLO OVERSEAS PARTNERS III, L.P. APOLLO (U.K.) PARTNERS III, L.P. By: Apollo Advisors II, L.P. By: Apollo Capital Management II, Inc. By /s/ Steve Martinez ------------------------------------- Name: Steve Martinez Title: Partner APOLLO INVESTMENT FUND IV, L.P. APOLLO OVERSEAS PARTNERS IV, L.P. By: Apollo Advisors IV, L.P. By: Apollo Capital Management IV, Inc. By /s/ Steve Martinez ------------------------------------- Name: Steve Martinez Title: Partner APOLLO/AW, LLC By: Apollo Management IV, L.P. By: AIF IV Management, Inc. By /s/ Steve Martinez ------------------------------------- Name: Steve Martinez Title: Partner BLACKSTONE CAPITAL PARTNERS II MERCHANT BANKING FUND L.P. BLACKSTONE OFFSHORE CAPITAL PARTNERS II L.P. BLACKSTONE FAMILY INVESTMENT PARTNERSHIP II L.P. By: Blackstone Management Associates II L.L.C. By /s/ David Foley ------------------------------------- Name: David Foley Title: Authorized Signatory BLACKSTONE CAPITAL PARTNERS III MERCHANT BANKING FUND L.P. BLACKSTONE OFFSHORE CAPITAL PARTNERS III L.P. BLACKSTONE FAMILY INVESTMENT PARTNERSHIP III L.P. By: Blackstone Management Associates III L.L.C. By /s/ David Foley ------------------------------------- Name: David Foley Title: Authorized Signatory GREENWICH STREET CAPITAL PARTNERS II, L.P. GCP OFFSHORE FUND, L.P. GREENWICH FUND, L.P. GREENWICH STREET EMPLOYEES FUND, L.P. TRV EXECUTIVE FUND, L.P. By: Greenwich Street Investments II, L.L.C. By /s/ Mathew C. Kaufman ------------------------------------ Name: Mathew C. Kaufman Title: Senior Managing Director DLJMB FUNDING II, INC. By /s/ Ivy Dodes ----------------------------------- Name: Ivy Dodes Title: Authorized Signatory DLJ MERCHANT BANKING PARTNERS II, L.P. By: DLJ Merchant Banking II, Inc. Managing General Partner By /s/ Ivy Dodes ----------------------------------- Name: Ivy Dodes Title: Authorized Signatory DLJ MERCHANT BANKING PARTNERS II-A, L.P. By: DLJ Merchant Banking II, Inc. Managing General Partner By /s/ Ivy Dodes ----------------------------------- Name: Ivy Dodes Title: Authorized Signatory DLJ DIVERSIFIED PARTNERS, L.P. By: DLJ Diversified Partners, Inc. Managing General Partner By /s/ Ivy Dodes ----------------------------------- Name: Ivy Dodes Title: Authorized Signatory DLJ DIVERSIFIED PARTNERS-A, L.P. By: DLJ Diversified Partners, Inc. Managing General Partner By /s/ Ivy Dodes ------------------------------------- Name: Ivy Dodes Title: Authorized Signatory DLJ MILLENNIUM PARTNERS, L.P. By: DLJ Merchant Banking II, Inc. Managing General Partner By /s/ Ivy Dodes ------------------------------------ Name: Ivy Dodes Title: Authorized Signatory DLJ MILLENNIUM PARTNERS-A, L.P. By: DLJ Merchant Banking II, Inc. Managing General Partner By /s/ Ivy Dodes ----------------------------------- Name: Ivy Dodes Title: Authorized Signatory DLJ FIRST ESC L.P. By: DLJ LBO Plans Management Corporation General Partner By /s/ Ivy Dodes ----------------------------------- Name: Ivy Dodes Title: Authorized Signatory DLJ OFFSHORE PARTNERS II, C.V. By: DLJ Merchant Banking II, Inc. Managing General Partner By /s/ Ivy Dodes ----------------------------------- Name: Ivy Dodes Title: Authorized Signatory DLJ EAB PARTNERS, L.P. By: DLJ LBO Plans Management Corporation General Partner By /s/ Ivy Dodes ----------------------------------- Name: Ivy Dodes Title: Authorized Signatory DLJ ESC II L.P. By: DLJ LBO Plans Management Corporation General Partner By /s/ Ivy Dodes ----------------------------------- Name: Ivy Dodes Title: Authorized Signatory -----END PRIVACY-ENHANCED MESSAGE-----